Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Bingham Clapp | 1849318 | 3 | 05/13/2004 | Customer Dispute | Denied | $82,175.00 | $0.00 | See FINRA Report |
| Daniel Raynee Green | 2423085 | 3 | 05/13/2004 | Customer Dispute | Denied | $10,391.20 | $0.00 | See FINRA Report |
| Simon David Kopel | 1497729 | 4 | 05/10/2004 | Customer Dispute | Denied | $158,240.00 | $0.00 | See FINRA Report |
| Steven John Brockmann | 2637900 | 3 | 05/06/2004 | Customer Dispute | Denied | $41,233.00 | $0.00 | See FINRA Report |
| Marc Jay Beshany | 1776598 | 3 | 04/30/2004 | Customer Dispute | Denied | $104,040.00 | $0.00 | See FINRA Report |
| Joseph Francis Hornig | 2101313 | 1 | 04/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Jay Beshany | 1776598 | 3 | 04/23/2004 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Marilyn Conners | 502784 | 1 | 04/20/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Patrick Joseph Hitchcock | 2347107 | 2 | 04/08/2004 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| David Richard Jancuk | 3215559 | 2 | 04/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |