Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cuong T Oum | 4246540 | 1 | 06/30/2004 | Customer Dispute | Denied | $5,920.77 | $0.00 | See FINRA Report |
| David Z Li | 2152272 | 2 | 06/30/2004 | Customer Dispute | Denied | $25,358.40 | $0.00 | See FINRA Report |
| Paul Robert Alberini | 2465237 | 6 | 06/25/2004 | Customer Dispute | Denied | $12,684.20 | $0.00 | See FINRA Report |
| Randall William White | 2264806 | 5 | 06/18/2004 | Customer Dispute | Denied | $24,832.50 | $0.00 | See FINRA Report |
| Dan Keith Sage | 2664875 | 1 | 06/09/2004 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Gerard J Mehan | 2290237 | 2 | 06/07/2004 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Eric Leslie Kohlmeier | 1476210 | 3 | 05/28/2004 | Customer Dispute | Denied | $14,004.60 | $0.00 | See FINRA Report |
| Todd Carter Willihnganz | 3135069 | 1 | 05/25/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Kelly Suzanne James | 2738367 | 1 | 05/19/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James John Blazejewski | 716452 | 1 | 05/19/2004 | Customer Dispute | Denied | $25,466.00 | $0.00 | See FINRA Report |