Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Elizabeth Johnson Fajardo | 1538348 | 2 | 08/09/2004 | Customer Dispute | Denied | $32,898.60 | $0.00 | See FINRA Report |
| Raymond Scacchetti | 1537039 | 1 | 08/04/2004 | Customer Dispute | Denied | $41,200.00 | $0.00 | See FINRA Report |
| Brently R Young | 4190322 | 4 | 07/28/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Jacqueline Vaughn Mjolhus | 4614154 | 1 | 07/27/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Matthew D Coiner | 4032144 | 1 | 07/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ruth Ann Myersroyster | 2997573 | 2 | 07/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pasquale Capone | 2487767 | 9 | 07/20/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nelson L Hawkins | 1033807 | 3 | 07/16/2004 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Matthew Grover Gainey | 2351657 | 2 | 07/12/2004 | Customer Dispute | Denied | $14,841.00 | $0.00 | See FINRA Report |
| Thomas Kevin Fahey | 2138379 | 2 | 07/07/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |