Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Rollen Monroe | 1062480 | 1 | 10/13/2004 | Customer Dispute | Denied | $13,424.90 | $0.00 | See FINRA Report |
| Dominick Giovannone | 1693018 | 3 | 10/01/2004 | Customer Dispute | Denied | $5,550.00 | $0.00 | See FINRA Report |
| John Edward Matheny | 2081968 | 1 | 09/08/2004 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Gerald Michael Boyle | 2709315 | 4 | 09/03/2004 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Marasco | 1002058 | 5 | 09/03/2004 | Customer Dispute | Denied | $6,290.00 | $0.00 | See FINRA Report |
| Charles Hal Kramer | 1302405 | 2 | 09/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Thomas Spadt | 1628624 | 5 | 08/31/2004 | Customer Dispute | Denied | $6,799.00 | $0.00 | See FINRA Report |
| Gregory Scott Boggs | 4377899 | 1 | 08/26/2004 | Customer Dispute | Denied | $5,800.00 | $0.00 | See FINRA Report |
| Michael George Webb | 2003632 | 1 | 08/26/2004 | Customer Dispute | Denied | $551,601.00 | $0.00 | See FINRA Report |
| Americo Joseph Santella | 1357148 | 1 | 08/20/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |