Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Richard Sammons | 1100070 | 3 | 12/12/2004 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Herman Suen On Ching | 814019 | 1 | 12/03/2004 | Customer Dispute | Denied | $420,000.00 | $0.00 | See FINRA Report |
| Stephen T Foody | 1450472 | 2 | 12/01/2004 | Customer Dispute | Denied | $12,127.00 | $0.00 | See FINRA Report |
| Gerard J Mehan | 2290237 | 2 | 11/08/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ben Pang Szeto | 3271827 | 3 | 11/08/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Edward Clifford Venezia | 2000760 | 5 | 10/25/2004 | Customer Dispute | Denied | $61,000.00 | $0.00 | See FINRA Report |
| Albert Kurt Hecht | 2854426 | 1 | 10/25/2004 | Customer Dispute | Denied | $39,687.70 | $0.00 | See FINRA Report |
| Michael James Bock | 1261530 | 6 | 10/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Palatella | 1492207 | 3 | 10/20/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Kerke Alan Johnson | 1838575 | 1 | 10/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |