Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Olszak | 719256 | 6 | 02/10/2005 | Customer Dispute | Denied | $8,022.46 | $0.00 | See FINRA Report |
| Milton Aponte | 4431973 | 2 | 02/01/2005 | Customer Dispute | Denied | $5,803.90 | $0.00 | See FINRA Report |
| David Matthew Ferman | 2239600 | 5 | 01/19/2005 | Customer Dispute | Denied | $32,765.00 | $0.00 | See FINRA Report |
| Thomas W Ku | 2702044 | 3 | 01/14/2005 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |
| Brian William Hungerford | 1667227 | 2 | 01/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Ley | 2971543 | 1 | 01/11/2005 | Customer Dispute | Denied | $5,931.08 | $0.00 | See FINRA Report |
| Sylvia N Guinan | 3140086 | 1 | 01/04/2005 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Mark Ira Gronner | 1188834 | 4 | 12/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramona K Y Ching | 2361655 | 1 | 12/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ignatius Donald Permadi | 2802617 | 1 | 12/21/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |