Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Buchanan Bruce | 2729390 | 2 | 04/14/2005 | Customer Dispute | Denied | $6,633.00 | $0.00 | See FINRA Report |
| John Joseph Masington | 1126028 | 3 | 04/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Lamont Glessman | 3006103 | 3 | 04/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward G Riley | 2675436 | 1 | 04/11/2005 | Customer Dispute | Denied | $185,000.00 | $0.00 | See FINRA Report |
| Jordan David Samelson | 2984356 | 6 | 04/05/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darin Shane Dewsnup | 2680703 | 2 | 04/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blas Steven Catalani | 43215 | 2 | 03/28/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bryan W Davenport | 2927291 | 2 | 03/16/2005 | Customer Dispute | Denied | $62,278.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Kiley | 4007381 | 3 | 02/24/2005 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| John Jasper Lawrence | 2573028 | 3 | 02/22/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |