Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Alan Miskel | 1006414 | 1 | 05/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Anne Williams | 1492374 | 2 | 05/16/2005 | Customer Dispute | Denied | $6,115.24 | $0.00 | See FINRA Report |
| James Edward Szczesniak | 2665028 | 1 | 05/12/2005 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| William Marshall Saunderson | 1433470 | 3 | 05/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Richard Liguori | 2317782 | 4 | 05/10/2005 | Customer Dispute | Denied | $6,400.00 | $0.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 05/10/2005 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Eric Anderson Bembry | 3066230 | 3 | 04/25/2005 | Customer Dispute | Denied | $2,805.00 | $0.00 | See FINRA Report |
| Malik Jawad Khaliq | 3020859 | 2 | 04/21/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Sau Ping Lee | 4233110 | 1 | 04/21/2005 | Customer Dispute | Denied | $13,742.70 | $0.00 | See FINRA Report |
| Collin Kee | 4444056 | 1 | 04/19/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |