Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samir Moufid Sleiman | 1756729 | 5 | 07/12/2005 | Customer Dispute | Denied | $13,119.90 | $0.00 | See FINRA Report |
| William Frederick Hudson | 2169605 | 4 | 07/07/2005 | Customer Dispute | Denied | $36,127.70 | $0.00 | See FINRA Report |
| Robert Francis Powers | 366966 | 5 | 07/07/2005 | Customer Dispute | Denied | $538,288.00 | $0.00 | See FINRA Report |
| Phillip Samuel Contacos | 2154829 | 2 | 07/06/2005 | Customer Dispute | Denied | $250,730.00 | $0.00 | See FINRA Report |
| Gregory Ellis Hill | 710294 | 5 | 06/23/2005 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Phillip Samuel Contacos | 2154829 | 2 | 06/22/2005 | Customer Dispute | Denied | $429,366.00 | $0.00 | See FINRA Report |
| David Baker White | 2391143 | 8 | 06/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maurice Emmett Frilot | 2992789 | 1 | 06/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Louis Cariello | 1037046 | 2 | 06/01/2005 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Shawn Patrick Kolar | 4203357 | 2 | 05/27/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |