Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yves Roussel | 3039048 | 1 | 08/19/2005 | Customer Dispute | Denied | $4,500.00 | $0.00 | See FINRA Report |
| Anthony Allen Payne | 1854575 | 2 | 08/01/2005 | Customer Dispute | Denied | $30,566.00 | $0.00 | See FINRA Report |
| Dennis Varn Coleman | 1639697 | 3 | 08/01/2005 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |
| Michael James Rodgers | 4026249 | 2 | 07/29/2005 | Customer Dispute | Denied | $6,150.73 | $0.00 | See FINRA Report |
| Marc Stephen Irion | 2934094 | 4 | 07/26/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 07/25/2005 | Customer Dispute | Denied | $270,250.00 | $0.00 | See FINRA Report |
| Frank Joseph Subasic | 2169152 | 1 | 07/20/2005 | Customer Dispute | Denied | $16,753.80 | $0.00 | See FINRA Report |
| Benjamin Callahan | 4024949 | 4 | 07/19/2005 | Customer Dispute | Denied | $37,087.00 | $0.00 | See FINRA Report |
| Gregory Ellis Hill | 710294 | 5 | 07/14/2005 | Customer Dispute | Denied | $48,335.00 | $0.00 | See FINRA Report |
| Richard James Rios | 2270331 | 2 | 07/12/2005 | Customer Dispute | Denied | $10,683.90 | $0.00 | See FINRA Report |