Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ullrich | 2615255 | 1 | 10/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Miguel Rafael Valdez | 3147525 | 4 | 09/29/2005 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Wallace Jeannine Fry | 1268493 | 2 | 09/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Sean Cleary | 2149985 | 6 | 09/16/2005 | Customer Dispute | Denied | $27,725.00 | $0.00 | See FINRA Report |
| Craig Dennis Pasini | 2290550 | 3 | 09/15/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Stephen Louis Muzekari | 2283347 | 1 | 09/09/2005 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Robert Ellsworth McMann | 1663189 | 6 | 09/09/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Bruce Winkley Wiessner | 819369 | 3 | 09/06/2005 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |
| Robert Naylor Barbour | 1646265 | 1 | 08/30/2005 | Customer Dispute | Denied | $6,770.00 | $0.00 | See FINRA Report |
| Bruce Winkley Wiessner | 819369 | 3 | 08/19/2005 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |