Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nelson L Hawkins | 1033807 | 3 | 02/13/2006 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Thomas Gerard Ley | 1127048 | 3 | 02/09/2006 | Customer Dispute | Denied | $12,705.20 | $0.00 | See FINRA Report |
| David Paul Mills | 2703199 | 6 | 01/31/2006 | Customer Dispute | Denied | $12,825.00 | $0.00 | See FINRA Report |
| Michael Palmer | 726192 | 2 | 01/04/2006 | Customer Dispute | Denied | $540,000.00 | $0.00 | See FINRA Report |
| Nelson Blair Patterson | 1518732 | 1 | 01/04/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jordan David Samelson | 2984356 | 6 | 01/03/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brad Samuel Rude | 2977977 | 1 | 12/23/2005 | Customer Dispute | Denied | $13,460.00 | $0.00 | See FINRA Report |
| Shawn Paul Bowen | 2637738 | 1 | 12/20/2005 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Steve John Christensen | 1787459 | 2 | 12/13/2005 | Customer Dispute | Denied | $188,000.00 | $0.00 | See FINRA Report |
| Larry Byron Nichols | 1949923 | 4 | 11/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |