Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Theodore Boscia | 2329224 | 2 | 04/26/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Paul Mills | 2703199 | 6 | 04/10/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter Ernest Meanwell | 1442292 | 3 | 04/04/2006 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Christopher James Andrews | 4593641 | 2 | 03/16/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodrigo Martinez | 2649062 | 2 | 03/14/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John David Awe | 2253804 | 2 | 03/09/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas William Harris | 1019582 | 2 | 03/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Paul Mills | 2703199 | 6 | 02/22/2006 | Customer Dispute | Denied | $24,940.40 | $0.00 | See FINRA Report |
| Jeffrey Gil Park | 2229556 | 2 | 02/22/2006 | Customer Dispute | Denied | $10,120.00 | $0.00 | See FINRA Report |
| Dale Andrew Beed | 1419165 | 1 | 02/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |