Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Rothberg | 1590683 | 2 | 06/08/2006 | Customer Dispute | Denied | $9,014.00 | $0.00 | See FINRA Report |
| Robert Allen Roadarmel | 400534 | 2 | 05/30/2006 | Customer Dispute | Denied | $45,575.00 | $0.00 | See FINRA Report |
| John Vincent Fazio | 1178172 | 1 | 05/23/2006 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jeanette Mary Allan | 2954109 | 2 | 05/15/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Papadoulis | 1773279 | 1 | 05/12/2006 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Bingham Clapp | 1849318 | 3 | 05/08/2006 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| David Michael Nash | 2939520 | 2 | 05/04/2006 | Customer Dispute | Denied | $67,500.00 | $0.00 | See FINRA Report |
| Salim Kimiagar | 1701719 | 2 | 05/03/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Sasha Alex Azarmi | 2927196 | 3 | 05/02/2006 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Peter Anthony Casale | 1346470 | 1 | 05/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |