Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Leon Dees | 1210478 | 3 | 08/14/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard William Ward | 2932512 | 2 | 08/14/2006 | Customer Dispute | Denied | $21,919.80 | $0.00 | See FINRA Report |
| Kevin Francis O'Regan | 1539476 | 3 | 08/09/2006 | Customer Dispute | Denied | $13,337.00 | $0.00 | See FINRA Report |
| Joseph Karl Huenke | 1077771 | 4 | 08/07/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| June Kronenberger | 4549070 | 1 | 07/28/2006 | Customer Dispute | Denied | $10,262.70 | $0.00 | See FINRA Report |
| Aaron Scott Thatcher | 4519624 | 1 | 07/18/2006 | Customer Dispute | Denied | $17,861.00 | $0.00 | See FINRA Report |
| Michael Jon Shanks | 4166209 | 1 | 07/17/2006 | Customer Dispute | Denied | $26,740.60 | $0.00 | See FINRA Report |
| Thomas James Gatto | 2961085 | 1 | 06/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Russell Graham | 2550647 | 4 | 06/19/2006 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Brian Allen Rex | 4019829 | 1 | 06/15/2006 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |