Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Douglas Feast | 3042110 | 4 | 10/25/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| William Alexander Phifer | 2250244 | 1 | 10/19/2006 | Customer Dispute | Denied | $51,441.40 | $0.00 | See FINRA Report |
| Kevin William Johnson | 2492533 | 2 | 10/19/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tommie Lafayette Murphy | 1147019 | 5 | 10/18/2006 | Customer Dispute | Denied | $36,948.00 | $0.00 | See FINRA Report |
| Matthew David Kurz | 3220008 | 2 | 10/17/2006 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Michel Gaetana Maggio | 2313588 | 3 | 09/26/2006 | Customer Dispute | Denied | $12,228.80 | $0.00 | See FINRA Report |
| William Blake Kopplin | 4332475 | 1 | 09/18/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Andrew Dunmire | 2653300 | 1 | 09/14/2006 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| William Terrence Eichinger | 76349 | 6 | 09/08/2006 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Thomas E Velasquez | 2770464 | 5 | 08/17/2006 | Customer Dispute | Denied | $15,826.50 | $0.00 | See FINRA Report |