Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Layne Johnson | 2950119 | 1 | 01/18/2007 | Customer Dispute | Denied | $5,477.00 | $0.00 | See FINRA Report |
| Willard Prather Varnum | 2536807 | 1 | 12/27/2006 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| William A Beard | 4136015 | 3 | 12/27/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Anthony Showalter | 2362313 | 1 | 12/18/2006 | Customer Dispute | Denied | $99,242.10 | $0.00 | See FINRA Report |
| Azmi Yacoub Fakhoury | 1021454 | 3 | 12/13/2006 | Customer Dispute | Denied | $17,631.00 | $0.00 | See FINRA Report |
| Patricia Anne Conrad | 2919263 | 3 | 12/05/2006 | Customer Dispute | Denied | $8,509.66 | $0.00 | See FINRA Report |
| Lloyd Dean Laughlin | 1126772 | 1 | 11/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joanne Carey Esfahani | 2524265 | 1 | 11/16/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Patrick Meyer | 2292033 | 2 | 11/08/2006 | Customer Dispute | Denied | $28,311.20 | $0.00 | See FINRA Report |
| Jeffrey Ronald Vogel | 1832655 | 3 | 11/07/2006 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |