Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Ryan Pelhank | 4847855 | 1 | 04/23/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Marc Miller | 2506761 | 1 | 04/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Vincent Paris | 4295493 | 1 | 04/06/2007 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Kenneth David Marker | 2236240 | 2 | 04/04/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edward Schultz | 1452020 | 2 | 03/20/2007 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| John Francis Moran | 1727935 | 2 | 03/01/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Callahan | 4024949 | 4 | 02/28/2007 | Customer Dispute | Denied | $5,662.00 | $0.00 | See FINRA Report |
| John Francis Moran | 1727935 | 2 | 02/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Kinstler | 1438937 | 2 | 02/05/2007 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Jason Robert Guttenberg | 1935199 | 2 | 02/02/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |