Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Carter Bailey | 1555034 | 3 | 05/21/2007 | Customer Dispute | Denied | $17,872.90 | $0.00 | See FINRA Report |
| Jeffrey Luxenberg | 1009571 | 7 | 05/18/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Tamara Lee Somers | 3197105 | 1 | 05/16/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin James Nohilly | 2405547 | 3 | 05/15/2007 | Customer Dispute | Denied | $1,900.00 | $0.00 | See FINRA Report |
| Alexander M Scoledes | 1447129 | 2 | 05/15/2007 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| David Lee Eckman | 2436307 | 3 | 05/04/2007 | Customer Dispute | Denied | $5,665.00 | $0.00 | See FINRA Report |
| John Charles Chiarenza | 2626322 | 1 | 05/04/2007 | Customer Dispute | Denied | $48,600.00 | $0.00 | See FINRA Report |
| Kent Edgar Downing | 71357 | 1 | 05/01/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bryan Scott Windham | 1603356 | 1 | 04/25/2007 | Customer Dispute | Denied | $73,300.00 | $0.00 | See FINRA Report |
| Gerald Lee Malchak | 1310653 | 2 | 04/23/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |