Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christine Lukman | 4082547 | 3 | 08/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Nunez Garcia | 4707531 | 1 | 08/22/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Nathan Alaster Jamieson | 4519963 | 1 | 08/15/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Cecil Martin | 4441869 | 2 | 07/27/2007 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Jennifer Dawn Baiocco | 5009037 | 2 | 07/27/2007 | Customer Dispute | Denied | $14,273.90 | $0.00 | See FINRA Report |
| Craig Stephen Friedman | 2095029 | 1 | 07/09/2007 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Garcia | 2266576 | 8 | 07/06/2007 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Eric Jung Rhee | 4511960 | 2 | 06/06/2007 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Paul David Hartman | 1234769 | 6 | 05/24/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Avis Fagu | 4984316 | 1 | 05/23/2007 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |