Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Edward Coghlan | 2650392 | 5 | 10/03/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Gorman | 869147 | 4 | 09/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Jeremiah Johnson | 5134509 | 1 | 09/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Richard Jancuk | 3215559 | 2 | 09/25/2007 | Customer Dispute | Denied | $87,542.00 | $0.00 | See FINRA Report |
| Albert Shihnai Yuan | 1180058 | 2 | 09/20/2007 | Customer Dispute | Denied | $98,000.00 | $0.00 | See FINRA Report |
| Adam Carl Elgert | 4488125 | 2 | 09/20/2007 | Customer Dispute | Denied | $7,586.32 | $0.00 | See FINRA Report |
| William George Belezos | 2170271 | 2 | 09/04/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfonso Garcia | 2745736 | 1 | 08/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lyn Jacobson | 4695015 | 2 | 08/28/2007 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David James Bogart | 1684976 | 6 | 08/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |