Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Wert | 1392372 | 1 | 11/29/2007 | Customer Dispute | Denied | $4,061.00 | $0.00 | See FINRA Report |
| Mark Robert Latawiec | 3135500 | 1 | 11/28/2007 | Customer Dispute | Denied | $17,028.50 | $0.00 | See FINRA Report |
| John Agos Solis-Cohen | 703929 | 3 | 11/23/2007 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Andreas J Kuehle | 2375551 | 3 | 11/14/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Michael Gerace | 2335040 | 1 | 11/12/2007 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| William Francis Denniston | 2196636 | 1 | 11/06/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Paul Douglas Ramer | 2246468 | 2 | 10/30/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| George Thomas Gillen | 2834118 | 1 | 10/16/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Shareen Eusebio Jafri | 4487689 | 1 | 10/11/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Marc Steven Kreisberger | 2727114 | 2 | 10/09/2007 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |