Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Alan Kirchner | 2942789 | 2 | 01/18/2008 | Customer Dispute | Denied | $14,403.00 | $0.00 | See FINRA Report |
| Ronald Jon Stutman | 1100008 | 6 | 01/10/2008 | Customer Dispute | Denied | $8,722.00 | $0.00 | See FINRA Report |
| Jason McLean Hurley | 3231099 | 1 | 01/07/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| James Lee Slaska | 2456477 | 3 | 12/18/2007 | Customer Dispute | Denied | $11,838.00 | $0.00 | See FINRA Report |
| David Matthew Ferman | 2239600 | 5 | 12/11/2007 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| John Joseph Pasacreta | 2398487 | 4 | 12/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darwin Dale Wisener | 2553228 | 1 | 12/06/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dominick Stillo | 1917649 | 3 | 12/06/2007 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Benjamin Callahan | 4024949 | 4 | 12/05/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bart Gilbert Smith | 2019150 | 1 | 11/30/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |