Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lawrence Fern | 2598919 | 4 | 02/20/2008 | Customer Dispute | Denied | $7,359.47 | $0.00 | See FINRA Report |
| Scott Reilly | 3115010 | 2 | 02/19/2008 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| John Wallace Madden | 2880779 | 5 | 02/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ghienjoen Woei | 1453419 | 2 | 02/12/2008 | Customer Dispute | Denied | $11,417.10 | $0.00 | See FINRA Report |
| Daniel Irwin Aller | 4689732 | 1 | 02/08/2008 | Customer Dispute | Denied | $6,614.08 | $0.00 | See FINRA Report |
| Jean Fan-Ning | 4585584 | 2 | 02/05/2008 | Customer Dispute | Denied | $8,487.00 | $0.00 | See FINRA Report |
| James Edward Gracia | 1951914 | 2 | 02/04/2008 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| James Luke Copley | 2518302 | 4 | 01/28/2008 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Eric Anderson Bembry | 3066230 | 3 | 01/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Allen Cheng Tsai | 2705505 | 2 | 01/25/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |