Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Eric Schrag | 2097871 | 2 | 03/27/2008 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Henry K Pak | 2991299 | 3 | 03/26/2008 | Customer Dispute | Denied | $35,025.00 | $0.00 | See FINRA Report |
| Naoko M Thigpen | 2252747 | 1 | 03/20/2008 | Customer Dispute | Denied | $5,153.00 | $0.00 | See FINRA Report |
| Peter Michael Santulli | 1550044 | 5 | 03/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J Darrell Stiles | 2718321 | 3 | 03/17/2008 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Cardinale | 3149231 | 1 | 03/14/2008 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allan Armstrong | 1723406 | 1 | 03/12/2008 | Customer Dispute | Denied | $43,338.00 | $0.00 | See FINRA Report |
| William T Winsman | 2143941 | 1 | 03/06/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Rene Carl Chiriboga | 2631831 | 1 | 03/05/2008 | Customer Dispute | Denied | $15,564.00 | $0.00 | See FINRA Report |
| Tami K Rovall | 1623788 | 5 | 02/28/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |