Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Nicholas Karabelas | 1272586 | 2 | 04/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Josiah Belden | 4093023 | 3 | 04/15/2008 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Colleen Marie Glavin-Beiner | 2054434 | 3 | 04/15/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Thompson | 2423551 | 4 | 04/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Roger Henry Erichsen | 1957278 | 6 | 04/14/2008 | Customer Dispute | Denied | $18,939.20 | $0.00 | See FINRA Report |
| Dylan Isaac Spinks | 2870870 | 1 | 04/10/2008 | Customer Dispute | Denied | $9,190.00 | $0.00 | See FINRA Report |
| Henry K Pak | 2991299 | 3 | 04/09/2008 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Shawn Patrick Kolar | 4203357 | 2 | 04/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Montagnino | 4088567 | 1 | 03/31/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gareth Heimstaedt | 732695 | 5 | 03/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |