Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Belter | 2636847 | 1 | 05/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Deepak Kumar Verma | 4829966 | 2 | 05/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arthur Masatoshi Saiki | 836521 | 1 | 05/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Alexander Hieber | 3249736 | 1 | 04/29/2008 | Customer Dispute | Denied | $23,826.00 | $0.00 | See FINRA Report |
| Karen Lucinda Diamond | 2040547 | 5 | 04/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Josiah Belden | 4093023 | 3 | 04/27/2008 | Customer Dispute | Denied | $1,010,000.00 | $0.00 | See FINRA Report |
| Daniel Eric Fienberg | 4702909 | 1 | 04/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Hilwig | 2682845 | 1 | 04/23/2008 | Customer Dispute | Denied | $6,733.00 | $0.00 | See FINRA Report |
| William Howard Williams | 1809445 | 1 | 04/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Deacon Riso | 2484855 | 2 | 04/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |