Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan David Samelson | 2984356 | 6 | 06/13/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Edward Schultz | 1452020 | 2 | 06/12/2008 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Richard Moras | 5118297 | 1 | 06/10/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Michael C Rodriguez | 4357720 | 1 | 06/09/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Allen Morris | 4618712 | 1 | 05/30/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Om Prakash Gupta | 1833899 | 1 | 05/27/2008 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Kevin Sloane Gerry | 4141243 | 1 | 05/23/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Frank Alfons Kallman | 263465 | 6 | 05/22/2008 | Customer Dispute | Denied | $61,292.60 | $0.00 | See FINRA Report |
| J Darrell Stiles | 2718321 | 3 | 05/21/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Matthew Jay Kutcher | 2456469 | 4 | 05/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |