Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Matthew Cole | 2116117 | 3 | 07/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Norman Paul Harres | 2859166 | 4 | 07/16/2008 | Customer Dispute | Denied | $6,829.06 | $0.00 | See FINRA Report |
| Adam Hecht | 4270809 | 1 | 07/15/2008 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Leroy Born | 4052650 | 6 | 07/15/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Andrea Hughes Perryman | 4680409 | 2 | 07/02/2008 | Customer Dispute | Denied | $9,275.89 | $0.00 | See FINRA Report |
| Michael David Sayther | 1649144 | 2 | 06/30/2008 | Customer Dispute | Denied | $7,294.40 | $0.00 | See FINRA Report |
| John Joseph Colcolough | 1429186 | 4 | 06/30/2008 | Customer Dispute | Denied | $26,537.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Roumfort | 2307974 | 3 | 06/25/2008 | Customer Dispute | Denied | $5,270.00 | $0.00 | See FINRA Report |
| James William Yameen | 1758570 | 1 | 06/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Leo Williams | 1252092 | 2 | 06/18/2008 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |