Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean David Gauss | 4589710 | 1 | 08/14/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Richard Arthur Michelson | 5255752 | 1 | 08/13/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Morris Freed | 2080466 | 2 | 08/11/2008 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
| Frank Alfons Kallman | 263465 | 6 | 08/07/2008 | Customer Dispute | Denied | $143,000.00 | $0.00 | See FINRA Report |
| Mitchell J Stillman | 1015970 | 2 | 08/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Michael Thomas | 2217571 | 1 | 07/23/2008 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Colleen Marie Glavin-Beiner | 2054434 | 3 | 07/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Scott Melemed | 2095533 | 6 | 07/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Wright King | 4132584 | 1 | 07/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Milton Aponte | 4431973 | 2 | 07/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |