Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Konstantin Rusin | 5270520 | 2 | 05/20/2023 | Customer Dispute | Denied | $46,500.00 | $0.00 | See FINRA Report |
| Michael Grant Chapman | 6335591 | 2 | 05/17/2023 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Hodson Dylan Vincent Shepherd | 3255096 | 1 | 05/10/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Graham Enright | 1326171 | 2 | 05/01/2023 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 05/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Scott Goodell | 5794800 | 1 | 04/27/2023 | Customer Dispute | Denied | $51,216.30 | $0.00 | See FINRA Report |
| Stanley William Smith | 1317559 | 1 | 04/26/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rivera | 6378152 | 2 | 04/20/2023 | Customer Dispute | Denied | $28,600.00 | $0.00 | See FINRA Report |
| Luis Alberto Rivera | 6378152 | 2 | 04/14/2023 | Customer Dispute | Denied | $11,144.00 | $0.00 | See FINRA Report |
| Ryan Andrew Culpepper | 4225424 | 3 | 04/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |