Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Allen Davis | 1183438 | 3 | 07/18/2023 | Customer Dispute | Pending | $1,100,000.00 | $0.00 | See FINRA Report |
| Jeffry David Olson | 2947050 | 1 | 07/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Nessia | 4237921 | 1 | 07/10/2023 | Customer Dispute | Pending | $89,641.20 | $0.00 | See FINRA Report |
| Matthew Cannariato | 5506868 | 1 | 06/28/2023 | Customer Dispute | Settled | $13,439.00 | $0.00 | See FINRA Report |
| Mohsen Babaeian | 6087190 | 2 | 06/26/2023 | Customer Dispute | Denied | $51,744.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/22/2023 | Customer Dispute | Settled | $545,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Randolph | 4417809 | 1 | 06/20/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Marc John Spiegel | 844632 | 2 | 06/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Andrew Hill | 4606358 | 12 | 05/30/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Yancey F Carter | 2259658 | 1 | 05/25/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |