Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacquelyn Jacobs Gallo | 4834823 | 1 | 09/15/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Daniel Reid Horowitz | 2681741 | 3 | 09/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 09/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 08/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Stolper | 6537897 | 1 | 08/25/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Lyndell Smith | 5958481 | 1 | 08/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua K Piercy | 6620457 | 2 | 08/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Seltzer | 2724643 | 1 | 08/16/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gary Bennett | 5392768 | 1 | 08/14/2023 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Walls | 4226181 | 2 | 07/26/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |