Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Matthew Polis | 1257552 | 3 | 11/20/2023 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| James Cabourne Blaszyk | 5364851 | 2 | 11/20/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Robert Joseph McLane | 4007812 | 2 | 11/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Lawrence Friedlander | 1316999 | 2 | 11/17/2023 | Customer Dispute | Pending | $495,000.00 | $0.00 | See FINRA Report |
| Scott Edward Wendelin | 1146303 | 1 | 11/17/2023 | Customer Dispute | Pending | $495,000.00 | $0.00 | See FINRA Report |
| Matthew Richard Peterson | 6311997 | 1 | 11/11/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Carroll Mac Wilson | 2777324 | 3 | 11/07/2023 | Customer Dispute | Settled | $26,916.20 | $0.00 | See FINRA Report |
| Zachary A Harless | 5525364 | 4 | 10/20/2023 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Thomas James Bell | 2398125 | 1 | 10/05/2023 | Customer Dispute | Denied | $19,930.70 | $0.00 | See FINRA Report |
| Thomas Henry Avant | 1359654 | 1 | 09/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |