Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew D Weglarz | 5448174 | 4 | 01/30/2024 | Customer Dispute | Denied | $9,049.04 | $0.00 | See FINRA Report |
| Dean Mitchell Thompson | 2162039 | 4 | 01/29/2024 | Customer Dispute | Denied | $125,263.00 | $0.00 | See FINRA Report |
| Franz Albert Koch | 4467954 | 4 | 01/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 12/20/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric Wade Hudson | 3148246 | 2 | 11/28/2023 | Customer Dispute | Denied | $15,045.50 | $0.00 | See FINRA Report |
| Matthew Jay Kutcher | 2456469 | 4 | 11/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Reid Horowitz | 2681741 | 3 | 11/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Jay Kutcher | 2456469 | 4 | 11/22/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kerrie Coe | 4951159 | 2 | 11/22/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pasquale Capone | 2487767 | 9 | 11/21/2023 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |