Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominic John Guido | 231738 | 7 | 01/25/1985 | Customer Dispute | Settled | $5,500,000.00 | $0.00 | See FINRA Report |
| Andrew Joseph Harmer | 724175 | 8 | 11/01/1984 | Customer Dispute | Award / Judgment | $35,000.00 | $6,100.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 06/25/1984 | Customer Dispute | Award / Judgment | $400,000.00 | $17,500.00 | See FINRA Report |
| Edward Girard Janansky | 822537 | 1 | 06/21/1984 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Bruce Arnold Pomerantz | 365450 | 2 | 07/31/1983 | Customer Dispute | Award / Judgment | $60,000.00 | $30,000.00 | See FINRA Report |
| Darrell Richard May | 1034301 | 1 | 02/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Jon Sampson | 1307676 | 1 | 01/15/1983 | Customer Dispute | Settled | $406,000.00 | $0.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 01/05/1983 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Russell Sneed Eaves | 704004 | 2 | 01/01/1983 | Customer Dispute | Settled | $112,200.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 07/01/1982 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |