Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Grimshaw Moore | 838499 | 1 | 01/02/1987 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Roslyn Carter | 1067811 | 6 | 12/01/1986 | Customer Dispute | Settled | $445,192.00 | $0.00 | See FINRA Report |
| Bruce Edward Piccirillo | 835562 | 5 | 11/10/1986 | Customer Dispute | Settled | $51,759.80 | $0.00 | See FINRA Report |
| Joseph Jay Bancheri | 1645038 | 1 | 06/30/1986 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Harry Gaykian | 219024 | 3 | 03/20/1986 | Customer Dispute | Award / Judgment | $214,000.00 | $43,894.00 | See FINRA Report |
| Robert Clifford Hardin | 719834 | 1 | 02/13/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene L D'Amico | 1196652 | 4 | 01/15/1986 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Peter Fulton Havenstein | 823704 | 2 | 12/18/1985 | Customer Dispute | Settled | $63,693.00 | $0.00 | See FINRA Report |
| Thomas Cornelius Sayre | 728425 | 1 | 08/01/1985 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Dominic John Guido | 231738 | 7 | 02/24/1985 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |