Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Howard Galpert | 1288182 | 10 | 10/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Kent Post | 366261 | 7 | 09/15/1987 | Customer Dispute | Award / Judgment | $250,000.00 | $24,150.00 | See FINRA Report |
| Roy H Savarick | 858684 | 4 | 09/02/1987 | Customer Dispute | Award / Judgment | $27,913.00 | $7,000.00 | See FINRA Report |
| Thomas John Grobbel | 1301764 | 2 | 08/31/1987 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Matthew Vincent Siemers | 1019047 | 1 | 07/15/1987 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Eric Clifford Schomo | 1012663 | 2 | 06/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Garcia Lowe | 1365705 | 1 | 05/25/1987 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Steven Louis Frank | 1410054 | 1 | 05/17/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Andrews Owen | 1223652 | 2 | 04/01/1987 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 02/17/1987 | Customer Dispute | Settled | $33,104.80 | $0.00 | See FINRA Report |