Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Lee Thompson | 828946 | 7 | 07/25/1988 | Customer Dispute | Award / Judgment | $484,000.00 | $354,060.00 | See FINRA Report |
| Robert Bruce Elkins | 1105422 | 4 | 06/09/1988 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Gregory Joseph Hetzer | 1029208 | 1 | 02/09/1988 | Customer Dispute | Award / Judgment | $133,198.00 | $22,320.00 | See FINRA Report |
| Michael L Kramer | 873334 | 1 | 01/20/1988 | Customer Dispute | Award / Judgment | $75,000.00 | $44,100.00 | See FINRA Report |
| Roger Bruce Riley | 1224575 | 2 | 01/01/1988 | Customer Dispute | Award / Judgment | $1,926.00 | $2,094.00 | See FINRA Report |
| John Joseph Colcolough | 1429186 | 4 | 01/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $735.00 | See FINRA Report |
| Larry Stephen Saxby | 411767 | 3 | 12/23/1987 | Customer Dispute | Award / Judgment | $0.00 | $80,000.00 | See FINRA Report |
| William Marshall Saunderson | 1433470 | 3 | 11/16/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas James Vollmer | 455505 | 6 | 11/15/1987 | Customer Dispute | Award / Judgment | $250,000.00 | $101,132.00 | See FINRA Report |
| Robert Kent Post | 366261 | 7 | 10/28/1987 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |