Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Braca | 704160 | 3 | 02/09/1990 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Audrey Sally Gould | 1002028 | 3 | 01/01/1990 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Andrews Owen | 1223652 | 2 | 12/29/1989 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Olszak | 719256 | 6 | 12/11/1989 | Customer Dispute | Award / Judgment | $3,128.75 | $72,518.40 | See FINRA Report |
| Thomas Joseph Olszak | 719256 | 6 | 12/11/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph John Ulloa | 451439 | 5 | 11/13/1989 | Customer Dispute | Award / Judgment | $182,600.00 | $140,000.00 | See FINRA Report |
| Gary Eugene Personette | 360828 | 1 | 10/06/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Moen | 602529 | 2 | 08/08/1989 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Anne Lane Davidson | 728189 | 8 | 07/10/1989 | Customer Dispute | Award / Judgment | $17,611.00 | $3,808.80 | See FINRA Report |
| Jerome Francis Vandemotter | 1264877 | 3 | 07/01/1989 | Customer Dispute | Settled | $44,700.00 | $0.00 | See FINRA Report |