Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Olszak | 719256 | 6 | 08/17/1990 | Customer Dispute | Settled | $33,000.00 | $0.00 | See FINRA Report |
| Andrew Martin Romer | 804906 | 3 | 08/01/1990 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Larry Michael Malles | 1392850 | 3 | 07/31/1990 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Douglas James Vollmer | 455505 | 6 | 07/24/1990 | Customer Dispute | Settled | $9,999.99 | $0.00 | See FINRA Report |
| Mary Alice Hansenfaris | 1076543 | 8 | 05/25/1990 | Customer Dispute | Award / Judgment | $500.00 | $500.00 | See FINRA Report |
| Mitchell Joseph Sivertson | 1433732 | 1 | 05/10/1990 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lee Gleeman | 1366954 | 2 | 05/07/1990 | Customer Dispute | Award / Judgment | $10,800.00 | $55.39 | See FINRA Report |
| Christopher Long O'Donnell | 1323922 | 2 | 05/01/1990 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marvin G Zucker | 1540150 | 3 | 03/02/1990 | Customer Dispute | Award / Judgment | $93,500.00 | $25,000.00 | See FINRA Report |
| Charles Daniel Stephens | 838180 | 1 | 03/02/1990 | Customer Dispute | Award / Judgment | $3,046.00 | $3,046.00 | See FINRA Report |