Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rainey Lou Campiglia Hanley | 1066173 | 2 | 02/19/1991 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Frank Alfons Kallman | 263465 | 6 | 02/15/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Ivory Tucker | 714821 | 1 | 02/11/1991 | Customer Dispute | Award / Judgment | $848,446.00 | $300,000.00 | See FINRA Report |
| Joseph Louis Cariello | 1037046 | 2 | 02/08/1991 | Customer Dispute | Settled | $27,750.00 | $0.00 | See FINRA Report |
| Peter Alan Goodridge | 1171043 | 3 | 02/08/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Waserstein | 1657123 | 6 | 02/01/1991 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Arild Torvik Ostensen | 353958 | 2 | 02/01/1991 | Customer Dispute | Award / Judgment | $261,067.00 | $36,162.00 | See FINRA Report |
| Roy H Savarick | 858684 | 4 | 01/28/1991 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Roger Craig Hicks | 1109043 | 1 | 01/22/1991 | Customer Dispute | Award / Judgment | $42,000.00 | $7,500.00 | See FINRA Report |
| Don Persons Wyse | 1417139 | 6 | 01/17/1991 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |