Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Herbert Merritt Harrison | 1013818 | 2 | 08/26/1991 | Customer Dispute | Award / Judgment | $150,000.00 | $195,140.00 | See FINRA Report |
| James Joseph Murphy | 1024330 | 7 | 07/31/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,064.50 | See FINRA Report |
| James Garland Osborne | 1030892 | 3 | 07/13/1991 | Customer Dispute | Settled | $96,984.00 | $0.00 | See FINRA Report |
| Don Persons Wyse | 1417139 | 6 | 07/12/1991 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| William Houk Basler | 1310243 | 9 | 06/27/1991 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Clarence James Bannowsky | 1955354 | 4 | 06/17/1991 | Customer Dispute | Settled | $36,517.30 | $0.00 | See FINRA Report |
| Bruce Rogovin | 1219850 | 2 | 06/06/1991 | Customer Dispute | Settled | $142,000.00 | $0.00 | See FINRA Report |
| William Houk Basler | 1310243 | 9 | 06/01/1991 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Thomas Turner Tate | 1244268 | 3 | 05/23/1991 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| William Noel Goodwin | 225534 | 4 | 05/01/1991 | Customer Dispute | Award / Judgment | $100,000.00 | $35,750.00 | See FINRA Report |