Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Joseph Kirsch | 1417675 | 1 | 11/14/1991 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Stanley Alpert | 849201 | 2 | 11/11/1991 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Elkins | 1105422 | 4 | 11/01/1991 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Bruce Edgar Goldstone | 224674 | 1 | 10/21/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Mark Harb | 502814 | 7 | 10/03/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Roger Plushnick | 364755 | 2 | 10/02/1991 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John Martin Jetter | 258617 | 7 | 09/27/1991 | Customer Dispute | Award / Judgment | $1,150,000.00 | $287,500.00 | See FINRA Report |
| Don Persons Wyse | 1417139 | 6 | 09/24/1991 | Customer Dispute | Award / Judgment | $300,000.00 | $25,611.00 | See FINRA Report |
| Robert E Barnard | 1101523 | 7 | 09/23/1991 | Customer Dispute | Settled | $186,000.00 | $0.00 | See FINRA Report |
| Robert E Barnard | 1101523 | 7 | 09/18/1991 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |