Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandro Mariano Olivos | 3228574 | 1 | 03/12/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Reid Horowitz | 2681741 | 3 | 03/11/2024 | Customer Dispute | Settled | $2,039,030.00 | $0.00 | See FINRA Report |
| Ronald David Albers | 2401383 | 2 | 03/11/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Craig Steven Nomberg | 4293515 | 2 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Matthew D Weglarz | 5448174 | 4 | 02/15/2024 | Customer Dispute | Denied | $11,819.90 | $0.00 | See FINRA Report |
| Simon Ga Jeung Leung | 5795988 | 1 | 02/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Heather Vanessa Serna | 5955150 | 1 | 02/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry Neal Carel | 4935789 | 3 | 02/07/2024 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 02/06/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kenneth David Ibbetson | 4398092 | 1 | 02/03/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |