Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Osborn | 5855809 | 1 | 04/05/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| George Frederick Dance | 2112036 | 10 | 04/05/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Hal Kramer | 1302405 | 2 | 04/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Arthur Porter | 4327476 | 4 | 03/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Logsdon | 4178266 | 6 | 03/22/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Melissa Taylor Price | 2915877 | 1 | 03/21/2018 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Cheryl Cole White | 2872778 | 1 | 03/21/2018 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Smedley Levan Dohan Walters | 4368773 | 1 | 02/12/2018 | Customer Dispute | Denied | $5,630.42 | $0.00 | See FINRA Report |
| Joseph Angelo Pardi | 356267 | 2 | 02/06/2018 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Byron Del Piro | 1110745 | 2 | 01/31/2018 | Customer Dispute | Denied | $73,000.00 | $0.00 | See FINRA Report |