Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Holshouser | 2414924 | 2 | 06/08/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Pickett | 2934726 | 2 | 05/30/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Ernest Lomsdalen | 2200220 | 2 | 05/29/2018 | Customer Dispute | Closed-No Action | $323,229.00 | $0.00 | See FINRA Report |
| Gonzalo Luis Villena | 1435391 | 4 | 05/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Jonathan Sinclair | 1066881 | 1 | 05/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerry F Dillon | 5112221 | 2 | 05/14/2018 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| William Thomas Turnbough | 867704 | 7 | 05/08/2018 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Jared B Poullard | 5517245 | 1 | 04/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darrell Brian Hesford | 1735905 | 3 | 04/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Philip Buckalew | 3084519 | 1 | 04/13/2018 | Customer Dispute | Denied | $7,549.18 | $0.00 | See FINRA Report |