Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Thomas Turnbough | 867704 | 7 | 08/02/2018 | Customer Dispute | Settled | $18,268.80 | $0.00 | See FINRA Report |
| Edward Thomas Finocchiaro | 2694811 | 1 | 07/30/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Edward Graves | 6245134 | 1 | 07/17/2018 | Customer Dispute | Settled | $8,023.00 | $0.00 | See FINRA Report |
| Rachel Marie Calsbeek | 6590900 | 3 | 07/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett McCue | 6059096 | 1 | 07/09/2018 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Jordan Andrew Ellis | 2652646 | 1 | 07/09/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Brent Ryan Bodner | 4187085 | 4 | 07/05/2018 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Stephen Ernest Lomsdalen | 2200220 | 2 | 06/28/2018 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Mohsen Babaeian | 6087190 | 2 | 06/27/2018 | Customer Dispute | Closed-No Action | $12,750.00 | $0.00 | See FINRA Report |
| Ryan Garrett Robinson | 2682661 | 7 | 06/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |