Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paige Neuman | 5511999 | 1 | 12/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph William O'Connell | 1426068 | 1 | 12/17/2018 | Customer Dispute | Denied | $130,149.00 | $0.00 | See FINRA Report |
| Shaan Raja | 6261488 | 2 | 12/17/2018 | Customer Dispute | Denied | $26,302.60 | $0.00 | See FINRA Report |
| David Thomas Salustro | 3215679 | 1 | 12/11/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Koldras | 1846083 | 1 | 12/03/2018 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Marc Fredrick Zarro | 3264478 | 1 | 12/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitch Russell Turner | 5002838 | 2 | 11/30/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Mary Wolf | 1433907 | 1 | 11/26/2018 | Customer Dispute | Settled | $17,280.00 | $0.00 | See FINRA Report |
| Ethan Cody Fesperman | 6917370 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Lawrence Friedlander | 1316999 | 2 | 11/13/2018 | Customer Dispute | Denied | $25,584.10 | $0.00 | See FINRA Report |