Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Onoufrios George Megaloudis | 1943442 | 2 | 02/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Baker White | 2391143 | 8 | 01/29/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Arthur Porter | 4327476 | 4 | 01/22/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Marshall | 2441963 | 1 | 01/18/2019 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Richard Jay Bernstein | 1113777 | 8 | 01/15/2019 | Customer Dispute | Settled | $175,500.00 | $0.00 | See FINRA Report |
| Robert Earl Peckham | 2033082 | 3 | 01/14/2019 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Amad Owidi | 5335079 | 1 | 12/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Reichenberger | 2724337 | 2 | 12/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Abatiell | 4938302 | 1 | 12/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Zhong Zheng | 5517193 | 2 | 12/18/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |